European Hedge Fund Subject to SEC Enforcement Action
This European hedge fund was subject to an SEC enforcement action alleging market timing trades and failures of disclosure.
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This European hedge fund was subject to an SEC enforcement action alleging market timing trades and failures of disclosure.
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The company needed a communications program to address concerns amongst all of its constituencies as it addressed regulator concerns.
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This financial services company was assisting consumers with debt management and personal financial planning and was targeted by two separate congressional committees for investigation.
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A major data and analytics company was looking to raise awareness of its fraud and AML prevention solutions among financial services clients.
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BrainBox AI, a Canadian clean technology company, uses self-adapted artificial intelligence solution to proactively optimize the energy consumption of one of the largest climate change contributors: buildings. Having launched in May 2019, BrainBox AI had yet to break into the U.S. market.
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We brought in a data security forensic specialist and legal counsel to protect the corporate interest and reputation.
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Our extensive litigation experience enabled us to move quickly to craft the optimal communications and investor relations strategy.
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Our client was one of the feeder funds with the most exposure to Madoff’s fraudulent scheme and needed our IR counsel.
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We were retained by a global security, compliance and investigations consultancy, to raise awareness of its capabilities and build its brand.
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