European Hedge Fund Subject to SEC Enforcement Action
This European hedge fund was subject to an SEC enforcement action alleging market timing trades and failures of disclosure.
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Litigation, Financial Services
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Crisis & Issues Management, Litigation, Financial Services
Congressional Investigation into Financial Services Company
This financial services company was assisting consumers with debt management and personal financial planning and was targeted by two separate congressional committees for investigation.
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Crisis & Issues Management, Litigation, Financial Services
Internal Information Leaks Plague Financial Services Company
We brought in a data security forensic specialist and legal counsel to protect the corporate interest and reputation.
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Litigation, Financial Services
Indicted Private Equity Fund in Need of Legal PR
Our extensive litigation experience enabled us to move quickly to craft the optimal communications and investor relations strategy.
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Crisis & Issues Management, Financial Services
Madoff Feeder Fund Seeks Compliance and Regulatory Communications
Our client was one of the feeder funds with the most exposure to Madoff’s fraudulent scheme and needed our IR counsel.
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Financial Services
Federated Hermes Wins Media Placement in Barron’s
M&Co secured a media placement that highlighted Federated’s Retirement group’s expertise, which could also be used as a sales/marketing tool.
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Financial Services, Non-Profit & Government
Online Mortgage Lender Seeks State Approval
An online mortgage lender sought out a media relations and public affairs strategy in a State that did not allow them to originate loans without the umbrella of a traditional banking institution.
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Financial Services
Emerging Fund Manager Captures Market Share
FIS Group, a minority-led private equity manager-of-managers, looked to capture market share in a crowded active asset management landscape by highlighting their expertise in domestic and international equities.
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Financial Services
Fund Manager Launches Thematic Mutual Fund for Rural America
Montieth & Company supported the $2.7 billion fund manager in the launch of its Rural America mutual fund.
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